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Post-approval

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 Complaints

Concerns or complaints about the conduct of a research study should be directed to the research office in the first instance, via [email protected]

Include in your complaint:
  • Your contact information
  • Details of the complaint, including dates and locations
  • Supporting documents or evidence
  • Study number e.g. YEAR/STEXXXXX or YEAR/ETHXXXXX

 Amendments

​Note that fees may be applicable for amendments, and a method of payment (MOP) form is required for all amendments that incur fees.

Proposed changes to a Human Research Ethics Committee (HREC) approved project must be submitted to the Human Research Ethics Committee (HREC) and Research ​​​Governance Officer (RGO) for approval.

Amendments should include:
  • A description of modifications and rationale including any summary of changes provided by the sponsor (if applicable)
  • Implications for the ongoing conduct of the project

Please submit amended documents, tracked and clean, with a cover page summarising the changes for large documents. Documents should contain revised version numbers and include version dates and page numbers.  

Instructions on how to submit an ethics amendment can be found PDF iconh​ere  and responding to an information request can be foundPDF iconhere .

Type of amendment:

Change to co-ordinating principal investigator (CPI) and/or the principal investigator (PI)
Documents required:
  • Current CV (signed and dated) every two years
  • Form on REGIS

Extension HREC approval (for projects lapsed by no more than 3 months)  
Documents required:
  • Form on REGIS

Site addition
Documents required:
  • Form on REGIS

General amendments affecting the conduct, design or methodology, including changes to the HREA, protocol, PICF and/ or any other supporting documentation
Documents required:
  • Cover letter
  • Brief description of modifications and rationale, including any summary of changes provided by the sponsor.
  • Method of payment form
  • Documents to be amended

General amendment
Documents required:
  • Cover letter
  • Documents that need to be amended such as protocol, participant information sheet and consent form

Contract changes
Documents required:
  • Contract

Site investigators/ admin changes
Documents required:
  • REGIS form

 Milestone reporting and compliance

Progress/ final reports – approving HREC not in NSW: Please use the progress/final report Milestone in REGIS and provide a copy of the progress/final report and HREC approval or acknowledgement letter.

Progress/ final reports – approving HREC in NSW: Progress / Final reports are reviewed and approved by the HREC.  This is added to REGIS, and no additional site milestone submission is required. 

Updated Certificate of Currency (CoC)
  • Please upload updated evidence of insurance via Milestone in REGIS for RGO acknowledgment.
  • HREC approval is NOT required for this milestone submission

Please contact the NLSHD Research Office to request a milestone report be created if this does not appear in REGIS.

​Contact us if you have any questions


The research office can answer any queries related to the conduct of research.

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